SEC Form 4 · accession 0001646411-15-000002
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Joseph
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 6, 2015 | A | 24,000 | A | — | — | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F2The shares underlying the award will vest as to one-half of the shares subject to the award on each of July 6, 2016 and July 6, 2017, subject to continued service as a director through the applicable vesting date.