SEC Form 4 · accession 0001607259-15-000001
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Christopher
Officer — VP and General Counsel
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 12:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 375 | — | A | 27,659 | D | |
| Common Stock | Jan 2, 2015 | F | 133 | $12.00 | D | 27,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 2, 2015 | M | 375 | D | — | — | Common Stock | 375 | 4,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F2The shares were retained by the company in payment of the tax associated with the vesting of restricted stock units previously granted to the reporting person.
- F3375 shares vested and shall vest in 16 equal quarterly installments with the first such installment vesting on June 30, 2014.