SEC Form 5 · accession 0001607242-15-000001
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Lingren
Officer — CEO and Chairman · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 3, 2015 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 19, 2014 | S | 26 | $6.47 | D | 62 | I | By Adult Son |
| Common StockF2 | Oct 3, 2014 | S | 15 | $6.40 | D | 47 | I | By Adult Son |
| Common StockF2 | Oct 20, 2014 | S | 22 | $5.64 | D | 25 | I | By Adult Son |
| Common StockF2 | Nov 17, 2014 | S | 15 | $6.66 | D | 10 | I | By Adult Son |
| Common Stock | holding | — | — | — | 378,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sales of shares by the reporting person's adult son.
- F2The reporting person disclaims beneficial ownership of the shares held by his adult son.