SEC Form 4 · accession 0001607240-18-000003
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal Fenzi
Officer — EVP of Engineering
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 9, 2018 | A | 34,613 | A | — | — | Common Stock | 34,613 | 34,613 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant common stock.
- F225% of the restricted stock units will vest on each of December 1, 2018, 2019, 2020 and 2021.