SEC Form 4 · accession 0001603582-19-000003
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George B Holmes
Officer — Chief Executive Officer · Director
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 24, 2019 | A | 96,053 | A | — | — | Common Stock | 96,053 | 96,053 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F2The restricted stock units will vest in an initial installment of 24,014 shares on December 1, 2019, and in subsequent installments of 24,013 shares on each of December 1, 2020, December 1, 2021, and December 1, 2022.
Remarks
Exhibit 24 power of attorney filed herewith.