SEC Form 4 · accession 0001603582-16-000005
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George B Holmes
Officer — Pres/Chief Commercial Officer · Director
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 4, 2016 | A | 59,906 | A | — | — | Common Stock | 59,906 | 59,906 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F222,465 shares vested as of the date of grant; 7,489 shares will vest on January 1, 2017; and 2,496 shares will vest on the first business day of each subsequent calendar quarter, commencing April 1, 2017, until fully vested. The Reporting Person has elected to defer until March 14, 2017 receipt of the 29,954 shares vesting prior to that date.