SEC Form 4/A · accession 0001367632-17-000002

Resonant Inc · RESN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Jun 5, 2017

Accepted (ET)

Jun 29, 2017 · 4:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001579910

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 5, 2017	M	6,297	—	A	56,594	D
Common Stock^F1	Jun 5, 2017	M	5,967	—	A	62,561	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Jun 5, 2017	M	6,297	D	—	—	Common Stock	6,297	0	D
Restricted Stock Units^F1,F3	—	Jun 5, 2017	M	5,967	D	—	—	Common Stock	5,967	5,967	D
Restricted Stock Units^F5,F1,F4	—	Jun 6, 2017	A	11,627	A	—	—	Common Stock	11,627	11,627	D

F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F250% of the shares vested on each of June 6, 2016 and June 5, 2017.
F350% of the shares vested on June 5, 2017, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 7, 2018.
F450% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019.
F5The original filing underreported the number of Restricted Stock Units granted on June 6, 2017.

Exhibit 24 power of attorney filed herewith.