SEC Form 4 · accession 0001114331-19-000002
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Hammond
Officer — Chief Technology Officer
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 24, 2019 | A | 32,300 | A | — | — | Common Stock | 32,300 | 32,300 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F2The restricted stock units will vest in equal installments of 8,075 shares on each of December 1, 2019, December 1, 2020, December 1, 2021, and December 1, 2022.
Remarks
Exhibit 24 power of attorney filed herewith.