SEC Form 4 · accession 0001114331-17-000005
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Hammond
Officer — Chief Technology Officer · Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | S | 4,700 | $6.00 | D | 372,019 | D | |
| Common Stock | Nov 21, 2017 | S | 300 | $6.001 | D | 371,719 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.