SEC Form 4 · accession 0001104659-18-010444
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Fox
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 16, 2018 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | M | 12,000 | — | A | 40,667 | D | |
| Common Stock | holding | — | — | — | 1,035,000 | I | By Park City Capital Offshore Master, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 16, 2018 | M | 12,000 | D | — | — | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- F250% of the shares vested on February 16, 2017 and 50% of the shares vested on February 16, 2018.