SEC Form 4 · accession 0001104659-17-006355
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Hammond
Officer — Chief Technology Officer · Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 2, 2017 | A | 45,000 | A | — | — | Common Stock | 45,000 | 45,000 | D |
| Stock Option (Right to Buy) | $4.36 | Feb 2, 2017 | A | 24,513 | A | Feb 16, 2017 | Feb 2, 2027 | Common Stock | 24,513 | 24,513 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Resonant common stock.
- F2The restricted stock units will vest in four equal installments of 11,250 shares on each of December 1, 2017, December 1, 2018, December 1, 2019 and December 1, 2020.
Remarks
Exhibit 24 power of attorney filed herewith.