SEC Form 4 · accession 0001104659-17-001149
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Hammond
Officer — Chief Technology Officer · Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | S | 2,854 | $4.8221 | D | 374,863 | D | |
| Common Stock | Jan 5, 2017 | S | 583 | $4.829 | D | 374,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
Remarks
Exhibit 24 power of attorney filed herewith.