SEC Form 4 · accession 0001104659-16-114350
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Major
Director
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | P | 33,500 | $2.985 | A | 57,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy)F1 | $2.86 | Apr 25, 2016 | P | 33,500 | A | Oct 25, 2016 | Apr 25, 2019 | Common Stock | 33,500 | 33,500 | D |
Explanation of responses
- F1The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.