SEC Form 4 · accession 0001104659-16-114333

Resonant Inc · RESN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

Director · 10% Owner

Period of report

Apr 25, 2016

Accepted (ET)

Apr 26, 2016 · 7:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001579910

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 25, 2016	P	10,700	$2.985	A	10,700	D
Common Stock^F1,F2	Apr 25, 2016	P	335,000	$2.985	A	1,035,000	I	By Park City Capital Offshore Master, Ltd.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrants (Right to Buy)^F1	$2.86	Apr 25, 2016	P	10,700	A	Oct 25, 2016	Apr 25, 2019	Common Stock	10,700	10,700	D
Common Stock Warrants (Right to Buy)^F2,F1	$2.86	Apr 25, 2016	P	335,000	A	Oct 25, 2016	Apr 25, 2019	Common Stock	335,000	335,000	I

F1The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
F2Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.