SEC Form 4 · accession 0001020109-16-000003
Resonant Inc · RESN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Philpott
Officer — Chief Financial Officer
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579910
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.95 | Feb 5, 2016 | A | 27,500 | A | — | Feb 5, 2026 | Common Stock | 27,500 | 27,500 | D |
Explanation of responses
- F1Vests 1/16th on the first day of each calendar quarter, with the first installment vesting on April 1, 2016.