SEC Form 4 · accession 0001209191-17-039308
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arik Prawer
Officer — Chief Financial Officer
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of beneficial interest | holding | — | — | — | 80,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F2,F3 | — | Jun 9, 2017 | J | 11,235 | D | — | — | Shares of beneficial interest | 11,235 | 0 | D |
| LP UnitsF4,F5,F6 | — | Jun 9, 2017 | J | 399 | D | — | — | Shares of beneficial interests | 399 | 0 | D |
Explanation of responses
- F1CCCAH Management Partners, LLC sold the underlying shares in an underwritten offering on June 9, 2017. The shares were sold at a price of $34.69 per share.
- F2All LLC Units were currently vested and exercisable.
- F3The LLC Units did not have an expiration date.
- F4Colony Capital CAH, L.P. sold the underlying shares in an underwritten offering on June 9, 2017. The shares were sold at a price of 34.69 per share subject.
- F5All LP Units were currently vested and exercisable.
- F6The LP Units did not have an expiration date.