SEC Form 4 · accession 0001209191-17-039304
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Saltzman
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F3,F4 | — | Jun 9, 2017 | J | 182,520 | D | — | — | Shares of beneficial interest | 182,520 | 0 | D |
| LP UnitsF5,F6,F7 | — | Jun 9, 2017 | J | 4,028 | D | — | — | Shares of beneficial interest | 4,028 | 0 | D |
| LLC UnitsF8,F3,F4 | — | Jun 9, 2017 | J | 3,115 | D | — | — | Shares of beneficial interest | 3,115 | 0 | D |
| LLC UnitsF8,F4,F3 | — | Jun 9, 2017 | J | 243 | D | — | — | Shares of beneficial interest | 243 | 0 | D |
Explanation of responses
- F1Colony AH Member, LLC sold the underlying shares in an underwritten offering on June 9, 2017. The shares were sold at a price of $34.69 per share.
- F2In connection with the closing of the Offering as described in Box 2, the reporting person submitted his resignation from the Board of Trustees of the Issuer effective June 9, 2017. Accordingly, the reporting person is no longer a Trustee for purposes of Section 16 reporting as of June 9, 2017.
- F3The LLC Units did not have an expiration date.
- F4All LLC Units were currently vested and exercisable.
- F5Colony Capital CAH, L.P. sold the underlying shares in an underwritten offering on June 9, 2017. The shares were sold at a price of $34.69 per share.
- F6The LP Units did not have an expiration date.
- F7All LP Units were currently vested and exercisable.
- F8Shares indirectly held by Colony Capital Holdings, LLC. were sold in an underwritten offering on June 9, 2017. The shares were sold at a price of $34.69 per share.