SEC Form 4 · accession 0001209191-17-029456
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Barry S Sternlicht
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares beneficial interestF2 | May 1, 2017 | J | 73,285 | $0.00 | A | 240,024 | I | By controlled entity |
| Common shares beneficial interestF2 | May 2, 2017 | J | 73,285 | $0.00 | D | 166,739 | I | By controlled entity |
| Common shares beneficial interestF2 | May 2, 2017 | J | 40,684 | $0.00 | D | 126,055 | I | By controlled entity |
| Common shares beneficial interest | holding | — | — | — | 688,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF6,F5 | — | May 1, 2017 | J | 73,285 | D | — | — | Common share of beneficial interest | 73,285 | 5,849,734 | I |
Explanation of responses
- F1On May 1, 2017, Starwood Capital Group Global, L.P. ("SCGG") received 73,285 of the issuer's common shares of beneficial interest from the issuer in exchange for 73,285 OP Units. Mr. Sternlicht is the controlling partner of SCGG.
- F2Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP.
- F3On May 2, 2017, SCGG distributed 73,285 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG.
- F4On May 2, 2017, SCGG distributed 40,684 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG.
- F5The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates.
- F6OP Units are held by SCGG.