SEC Form 4 · accession 0001209191-17-019514
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Saltzman
Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F2 | — | Mar 7, 2017 | J | 183,683 | D | — | — | common shares of beneficial interest | 183,683 | 182,520 | D |
| LP UnitsF3,F2 | — | Mar 7, 2017 | J | 4,028 | A | — | — | common shares of beneficial interest | 4,028 | 4,028 | D |
| LLC UnitsF4,F2 | — | Mar 7, 2017 | J | 3,135 | D | — | — | common shares of beneficial interest | 3,135 | 3,115 | D |
| LLC UnitsF5,F2 | — | Mar 7, 2017 | J | 245 | D | — | — | common shares of beneficial interest | 245 | 243 | D |
Explanation of responses
- F1The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, held by Colony AH Member, LLC. Colony AH Member, LLC sold the underlying shares set forth box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
- F2The LLC Units do not have an expiration date.
- F3The LP Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held by Colony Capital CAH, L.P.
- F4The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held indirectly by Colony Capital Holdings, LLC. An affiliate of Colony Capital Holdings, LLC sold the underlying shares set forth in box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
- F5The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held indirectly by CCHMP Co-Manager, LLC. An affiliate of CCMP Co-Manager, LLC sold the underlying shares set forth in box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.