SEC Form 4 · accession 0001209191-17-019495
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Swift
Officer — SVP Investments
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 10:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares of beneficial interest | holding | — | — | — | 30,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F2,F3 | $0.00 | Mar 7, 2017 | J | 2,261 | D | — | — | common shares of beneficial interest | 2,261 | 2,247 | D |
Explanation of responses
- F1CCCAH Management Partners, LLC sold the underlying shares set forth in box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
- F2The remaining LLC Units will vest and become exercisable not later than half on July 25, 2017 and half on July 26, 2018.
- F3The LLC Units do not have an expiration date.