SEC Form 4 · accession 0001209191-17-014891
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arik Prawer
Officer — Chief Financial Officer
Period of report
Feb 27, 2017
Accepted (ET)
Feb 27, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interest | Feb 27, 2017 | J | 5,635 | $0.00 | A | 93,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF2,F3 | $0.00 | Feb 2, 2017 | J | 5,635 | D | — | — | Common shares of beneficial interest | 5,635 | 22,541 | D |
Explanation of responses
- F1On February 27, 2017, CCCAH Management Partners, LLC distributed 5,635 shares to certain of its members in order to satisfy certain redemption requests made by such members
- F2The remaining 22,541 LLC Units will vest and become exercisable on each of July 25, 2017 (11,270 units) and July 26, 2018 (11,271 units).
- F3The LLC Units do not have an expiration date.