SEC Form 4 · accession 0001209191-17-000331
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arik Prawer
Officer — Chief Financial Officer
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interest | Dec 29, 2016 | J | 5,635 | $0.00 | A | 67,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF2,F3 | $0.00 | Dec 29, 2016 | J | 5,635 | D | — | — | Common Shares of Beneficial Interest | 5,636 | 28,176 | D |
Explanation of responses
- F1On December 29, 2016, CCCAH Management Partners, LLC distributed 5,635 shares to the Reporting Person pursuant to a redemption request.
- F2Ann additional 5,636 units remain exercisable as of December 29, 2016. The remaining 22,540 unvested LLC Units will vest and become exercisable on July 25, 2017 (11,270 units) and July 26, 2018 (11,270 units).
- F3The LLC Units do not have an expiration date.