SEC Form 4 · accession 0001209191-16-145441
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Saltzman
Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF1,F2 | — | Oct 5, 2016 | J | 366,203 | A | — | — | Common Shares of Beneficial Interest | 366,203 | 366,203 | D |
| LLC UnitsF3,F2 | — | Oct 5, 2016 | J | 6,250 | A | — | — | Common Shares of Beneficial Interest | 6,250 | 6,250 | D |
| LLC UnitsF4,F2 | — | Oct 5, 2016 | J | 488 | A | — | — | Common Shares of Beneficial Interest | 488 | 488 | D |
Explanation of responses
- F1The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 7, or the cash value thereof, currently held by Colony AH Member, LLC.
- F2The LLC Units do not have an expiration date.
- F3The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 7, or the cash value thereof, currently held by Colony Capital Holdings, LLC.
- F4The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 7, or the cash value thereof, currently held by CCHMP Co-Manager, LLC.