SEC Form 4 · accession 0001209191-16-145430
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin M Iannacone
Officer — EVP, Construction
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Oct 5, 2016 | A | 109,522 | $0.00 | A | 134,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC UnitsF2,F3,F4 | — | Oct 5, 2016 | J | 33,811 | A | — | — | Common Shares of Beneficial Interest | 13,525 | 13,525 | D |
Explanation of responses
- F1Shares received upon distribution of assets from Manager Holdco, LLC to its members
- F2Each LLC Unit represents the right to receive, upon the reporting person's request, one common share of the Issuer, or the cash value thereof, currently held by CCCAH Management Partners, LLC. One-third of these LLC Units are currently vested, and half of the remaining LLC Units will vest on each of July 25, 2017 and July 26, 2018.
- F3One-third of these LLC Units are currently vested and exercisable. Half of the remaining LLC Units will vest and become exercisable on each of July 25, 2017 and July 26, 2018.
- F4The LLC Units do not have an expiration date.