SEC Form 4 · accession 0001140361-16-082291
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Barrack Jr.
Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, per value $0.01 per shareF4,F5 | Oct 5, 2016 | J | 27,575,055 | $0.00 | D | 8,102,004 | I | By controlled entities |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 5, 2016, each of Series X Holdco, LLC, a Delaware limited liability company ("Series X"), and Manager Holdco, LLC, a Delaware limited liability company ("Manager Holdco"), transferred all of its Common Shares, par value $0.01 per share, of the Issuer (the "Shares") to all its members on a pro rata basis and without consideration pursuant to the terms of its limited liability company agreement. Subsequently on October 5, 2016, in a series of transfers, certain entities controlled by the Reporting Person, each with a direct or indirect interest in Series X or Manager Holdco, transferred all of its Shares to all of its members or limited partners, as applicable, on a pro rata basis and without consideration pursuant to the terms of its limited liability company agreement or limited partnership agreement, as applicable. (Continued in footnote 2)
- F2Following on October 5, 2016, each of Colony American Homes Holdings I, L.P., a Delaware limited partnership, Colony American Homes Holdings II, L.P., a Cayman Islands exempted limited partnership, Colony American Homes Holdings III, L.P., a Delaware limited partnership, and Colony American Homes Holdings IV, L.P., a Cayman Islands exempted limited partnership transferred all of its Shares to all its limited partners on a pro rata basis and without consideration pursuant to the terms of its partnership agreement. (Continued in footnote 3)
- F3Following such transfers previously described: (i) Series X Holdco, LLC beneficially owned no Shares, (ii) Manager Holdco, LLC beneficially owned no Shares, (iii) Colony American Homes Holdings I, L.P. beneficially owned no Shares, (iv) Colony American Homes Holdings II, L.P. beneficially owned no Shares, (v) Colony American Homes Holdings III, L.P. beneficially owned no Shares, (vi) Colony American Homes Holdings IV, L.P. beneficially owned no Shares, (vii) Colony Distressed Credit Fund II, L.P. beneficially owned 2,951,315 Shares, (viii) ColCo Strategic Partners, L.P. beneficially owned 2,673,215 Shares, (ix) Colony Capital CAH, L.P. beneficially owned 53,464 Shares, (x) Colony AH Member, LLC beneficially owned 2,288,767 Shares, and (xi) CCCAH Management Partners, LLC beneficially owned 135,243 Shares. The aggregate beneficial ownership of the entities described herein no longer exceeds 10%.
- F4Mr. Barrack is the direct or indirect control person of the general partner or the managing member, as the case may be, of each of Series X Holdco, LLC, Manager Holdco, LLC, Colony American Homes Holdings I, L.P., Colony American Homes Holdings II, L.P., Colony American Homes Holdings III, L.P., Colony American Homes Holdings IV, L.P., Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC.
- F5The Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest in such securities.