SEC Form 4 · accession 0000899243-17-005420
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Barrack Jr.
Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 27, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, par value $0.01 per shareF1,F2,F3 | Feb 27, 2017 | J | 159,220 | $0.00 | D | 7,819,448 | I | By controlled entities |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 27, 2017, Colony AH Member, LLC distributed 149,077 Common Shares, par value $0.01 per share, of the Issuer (the "Shares") to certain of its indirect members in order to satisfy certain redemption requests made by such members and also to satisfy certain contractual obligations of a member entered into prior to the Reporting Person becoming a Section 16 reporting person. On February 27, 2017, CCCAH Management Partners, LLC distributed 10,143 Shares to certain of its members in order to satisfy certain redemption requests made by such members.
- F2Mr. Barrack is the direct or indirect control person of the general partner or the managing member, as the case may be, of each of Colony Distressed Credit Fund II, L.P., ColCo Strategic Partners, L.P., Colony Capital CAH, L.P., Colony AH Member, LLC, and CCCAH Management Partners, LLC. Following such transfers set forth above: (i) Colony Distressed Credit Fund II, L.P. beneficially owned 2,951,315 Shares, (ii) ColCo Strategic Partners, L.P. beneficially owned 2,673,215 Shares, (iii) Colony Capital CAH, L.P. beneficially owned 53,464 Shares, (iv) Colony AH Member, LLC beneficially owned 2,051,291 Shares, and (v) CCCAH Management Partners, LLC beneficially owned 90,163 Shares.
- F3The Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest in such securities.