SEC Form 4 · accession 0000899243-16-017597
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Sternlicht
Director
Period of report
Jan 15, 2016
Accepted (ET)
Apr 5, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1,F3 | Jan 15, 2016 | J | 5,787 | $0.00 | D | 456,844 | I | By controlled entities |
| Common shares of beneficial interestF2,F3 | Apr 1, 2016 | J | 42,418 | $0.00 | D | 181,426 | I | By controlled entities |
| Common shares of beneficial interest | holding | — | — | — | 1,074,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF5,F4 | — | holding | — | — | — | — | — | Common shares of beneficial interest | 6,400,000 | 6,400,000 | I |
Explanation of responses
- F1On January 15, 2016, Starwood Capital Group Global, L.P. ("SCGG") distributed 5,787 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG. Mr. Sternlicht is the controlling partner of SCGG.
- F2On April 1, 2016, SCGG distributed 42,418 of the issuer's common shares of beneficial interest to certain employees and other individuals having an affiliation with SCGG.
- F3Represents common shares of beneficial interest held by SCGG and SFIP, L.P. ("SFIP"). Mr. Sternlicht is the controlling partner of SFIP.
- F4The OP Units are redeemable for the issuer's common shares of beneficial interest or cash at the discretion of the issuer. The OP Units do not have expiration dates.
- F5The OP Units are held by SCGG.