SEC Form 4 · accession 0000899243-16-011324
Starwood Waypoint Homes · SFR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Sternlicht
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1 | holding | — | — | — | 979,429 | I | By controlled entities | |
| Common shares of beneficial interest | holding | — | — | — | 324,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OP UnitsF3,F2 | — | Jan 5, 2016 | A | 6,400,000 | A | — | — | Common shares of beneficial interest | 6,400,000 | 6,400,000 | I |
Explanation of responses
- F1Represents shares held by SPT Management, LLC ("SPT Management"), SFIP, L.P. ("SFIP") and Starwood Capital Group Global, L.P. ("SCGG"). SCGG is the sole member of SPT Management. Mr. Sternlicht is the controlling partner of each of SCGG and SFIP.
- F2The OP Units are redeemable for the Issuer's common shares of beneficial interest or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
- F3The OP Units are held by SCGG.