SEC Form 4 · accession 0001387131-16-007441
FS Investment Corp III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N.C. Nix III
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 19, 2016 | P | 717 | $8.51 | A | 5,808 | D | |
| Common StockF2,F3 | holding | — | — | — | 6,783 | I | By Pleasant News, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in accordance with Mr. Nix's prior election to purchase shares of common stock of FS Investment Corporation III ("FSIC III") with fees earned during the prior calendar quarter as a director of FSIC III.
- F2Includes shares of common stock acquired through FSIC III's distribution reinvestment plan.
- F3These shares are directly owned by Pleasant News, Inc., a corporation controlled by Mr. Nix. Mr. Nix expressly disclaims beneficial ownership of any shares held by Pleasant News, Inc. that exceed his pecuniary interest therein.