SEC Form 4 · accession 0001387131-16-004012
FS Investment Corp III
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Heller
Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 27, 2016 | P | 3,578 | $7.965 | A | 37,079 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in accordance with Mr. Heller's prior election to purchase shares of common stock of FS Investment Corporation III ("FSIC III") with fees earned during the prior calendar quarter as a director of FSIC III.
- F2Includes shares of common stock acquired through FSIC III's distribution reinvestment plan.