SEC Form 4/A · accession 0001181431-15-008390
Burlington Stores, Inc. · BURL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul Sullivan
Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 15, 2015 | M | 5,869 | $0.94 | A | 14,982 | D | |
| Common StockF4 | Jun 15, 2015 | M | 2,930 | $3.17 | A | 17,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.94 | Jun 15, 2015 | M | 5,869 | D | — | Nov 12, 2022 | Common Stock | 5,869 | 8,805 | D |
| Employee Stock Option (right to buy)F2 | $3.17 | Jun 15, 2015 | M | 2,930 | D | — | Nov 12, 2022 | Common Stock | 2,930 | 4,396 | D |
Explanation of responses
- F1The options are currently exercisable as to 40% of the shares and become exercisable as to an additional 20% of the shares on November 12, 2015, as to an additional 20% of the shares on November 12, 2016 and as to the remaining 20% of the shares on November 12, 2017.
- F2The options are currently exercisable as to 40% of the shares and become exercisable as to an additional 20% of the shares on November 12, 2015, as to an additional 20% of the shares on November 12, 2016 and as to the remaining 20% of the shares on November 12, 2017.
- F3The original Form 4 erroneously reported the disposition of securities. This amendment corrects that error to report the acquisition of securities.
- F4The original Form 4 erroneously reported the disposition of securities. This amendment corrects that error to report the acquisition of securities.