SEC Form 3 · accession 0001579252-16-000143
Jason Industries, Inc. · JASN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A. Craig Ivey
Officer — See Remarks.
Period of report
Jan 19, 2016
Accepted (ET)
Jan 29, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579252
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | holding | — | — | — | 343,027 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 8,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2,F3,F5 | $12.00 | holding | — | — | — | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 53,833 | — | I |
Explanation of responses
- F1Includes 324,692 shares held by the Allen Craig Ivey Revocable Living Trust Dated May 18, 2010 and 18,335 shares held by the Revocable Living Trust Agreement of Maxine M. Ivey.
- F2The reporting person maintains control over the securities beneficially owned by the Allen Craig Ivey Revocable Living Trust Dated May 18, 2010 and the Revocable Living Trust Agreement of Maxine M. Ivey, and, consequently, the reporting person may be deemed to be the beneficial owner of such securities.
- F3The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4Held by Allen Craig Ivey Roth IRA.
- F5Includes 48,833 warrants held by the Allen Craig Ivey Revocable Living Trust Dated May 18, 2010 and 5,000 warrants held by the Revocable Living Trust Agreement of Maxine M. Ivey.
Remarks
Interim President and Chief Operating Officer