SEC Form 4 · accession 0001012975-16-001404
Jason Industries, Inc. · JASN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SCOPUS PARTNERS, L.P.
10% Owner
SCOPUS ADVISORS, LLC
10% Owner
SCOPUS VISTA PARTNERS, L.P.
10% Owner
SCOPUS FUND LTD.
10% Owner
SCOPUS VISTA FUND LTD.
10% Owner
SCOPUS PARTNERS II, L.P.
10% Owner
Alex Mitchell
10% Owner
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579252
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6,F1 | Aug 9, 2016 | S | 2,298 | $2.2954 | D | 72,628 | I | See Footnote |
| Common StockF6,F2 | Aug 9, 2016 | S | 10,110 | $2.2954 | D | 285,624 | I | See Footnote |
| Common StockF6,F3 | Aug 9, 2016 | S | 3 | $2.297 | D | 87,790 | I | See Footnote |
| Common StockF6,F4 | Aug 9, 2016 | S | 7,486 | $2.2954 | D | 307,056 | I | See Footnote |
| Common StockF6,F5 | Aug 9, 2016 | S | 3 | $2.297 | D | 26,216 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $12.00 | Aug 9, 2016 | S | 15,924 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 15,924 | 141,783 | I |
| WarrantsF2 | $12.00 | Aug 9, 2016 | S | 98,191 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 98,191 | 607,620 | I |
| WarrantsF3 | $12.00 | Aug 9, 2016 | S | 1 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 1 | 161,460 | I |
| WarrantsF4 | $12.00 | Aug 9, 2016 | S | 35,883 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 35,883 | 570,975 | I |
| WarrantsF5 | $12.00 | Aug 9, 2016 | S | 1 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 1 | 42,363 | I |
Explanation of responses
- F1The securities are held by Scopus Partners, L.P. ("SPLP"). Scopus Advisors, LLC ("Scopus Advisors") is the general partner of SPLP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- F2The securities are held by Scopus Partners II, L.P. ("SPIILP"). Scopus Advisors is the general partner of SPIILP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- F3The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). Scopus Advisors is the general partner of SVPLP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- F4The securities are held by Scopus Fund Ltd. ("SFL"). Alex Mitchell owns an equity interest in SFL and indirectly controls SFL. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- F5The securities are held by Scopus Vista Fund Ltd. ("SVFL"). Alex Mitchell owns an equity interest in SVFL and indirectly controls SVFL. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- F6The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $2.2911 to $2.30. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.