SEC Form 4 · accession 0001012975-15-000750

Jason Industries, Inc. · JASN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alex Mitchell

10% Owner

Period of report

Nov 3, 2015

Accepted (ET)

Nov 5, 2015 · 6:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001579252

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 3, 2015	S	3,031	$4.07	D	114,204	I	See Footnote
Common Stock^F1,F3	Nov 3, 2015	S	21,295	$4.07	D	498,531	I	See Footnote
Common Stock^F1,F4	Nov 3, 2015	S	4	$4.07	D	87,830	I	See Footnote
Common Stock^F1,F5	Nov 3, 2015	S	11,036	$4.07	D	437,379	I	See Footnote
Common Stock^F1,F6	Nov 3, 2015	S	4	$4.07	D	26,256	I	See Footnote
Common Stock^F2	Nov 4, 2015	S	609	$4.04	D	113,595	I	See Footnote
Common Stock^F3	Nov 4, 2015	S	4,263	$4.04	D	494,268	I	See Footnote
Common Stock^F4	Nov 4, 2015	S	1	$4.04	D	87,829	I	See Footnote
Common Stock^F5	Nov 4, 2015	S	2,226	$4.04	D	435,153	I	See Footnote
Common Stock^F6	Nov 4, 2015	S	1	$4.04	D	26,255	I	See Footnote
Common Stock^F7,F2	Nov 5, 2015	S	33	$4.09	D	113,562	I	See Footnote
Common Stock^F7,F3	Nov 5, 2015	S	262	$4.09	D	494,006	I	See Footnote
Common Stock^F7,F4	Nov 5, 2015	S	2	$4.07	D	87,827	I	See Footnote
Common Stock^F7,F5	Nov 5, 2015	S	137	$4.09	D	435,016	I	See Footnote
Common Stock^F7,F6	Nov 5, 2015	S	2	$4.07	D	26,253	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.0392 to $4.1193, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2The securities are held by Scopus Partners, L.P. ("SPLP"). The reporting person owns 100% of the equity interests of the general partner of SPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F3The securities are held by Scopus Partners II, L.P. ("SPIILP"). The reporting person owns 100% of the equity interests of the general partner of SPIILP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F4The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). The reporting person owns 100% of the equity interests of the general partner of SVPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F5The securities are held by Scopus Fund Ltd. ("SFL"). The reporting person owns an equity interest in SFL and indirectly controls SFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F6The securities are held by Scopus Vista Fund Ltd. ("SVFL"). The reporting person owns an equity interest in SVFL and indirectly controls SVFL. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F7The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.05 to $4.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.