SEC Form 4 · accession 0001012975-15-000728

Jason Industries, Inc. · JASN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

SCOPUS ADVISORS, LLC

10% Owner

Period of report

Oct 28, 2015

Accepted (ET)

Oct 30, 2015 · 5:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001579252

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F3	Oct 28, 2015	S	2,150	$4.40	D	117,271	I	See Footnote
Common Stock^F1,F4	Oct 28, 2015	S	16,579	$4.40	D	520,774	I	See Footnote
Common Stock^F1,F5	Oct 28, 2015	S	3	$4.44	D	87,837	I	See Footnote
Common Stock^F3	Oct 29, 2015	S	15	$4.40	D	117,256	I	See Footnote
Common Stock^F4	Oct 29, 2015	S	127	$4.40	D	520,647	I	See Footnote
Common Stock^F5	Oct 29, 2015	S	1	$4.40	D	87,836	I	See Footnote
Common Stock^F2,F3	Oct 30, 2015	S	21	$3.79	D	117,235	I	See Footnote
Common Stock^F2,F4	Oct 30, 2015	S	191	$3.77	D	520,456	I	See Footnote
Common Stock^F2,F5	Oct 30, 2015	S	2	$3.70	D	87,834	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F6,F3	$12.00	Oct 30, 2015	S	1,598	D	Aug 14, 2014	Jun 30, 2019	Common Stock	1,598	157,707	I
Warrants^F6,F4	$12.00	Oct 30, 2015	S	14,514	D	Aug 14, 2014	Jun 30, 2019	Common Stock	14,514	705,811	I
Warrants^F6,F5	$12.00	Oct 30, 2015	S	3	D	Aug 14, 2014	Jun 30, 2019	Common Stock	3	161,461	I

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.40 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $3.50 to $3.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The securities are held by Scopus Partners, L.P. ("SPLP"). The reporting person owns 100% of the equity interests of the general partner of SPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F4The securities are held by Scopus Partners II, L.P. ("SPIILP"). The reporting person owns 100% of the equity interests of the general partner of SPIILP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F5The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). The reporting person owns 100% of the equity interests of the general partner of SVPLP. The reporting person disclaims pecuniary interest in the reported securities except to the extent of his economic interest.
F6The price reported in Column 8 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.2029 to $0.2300, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.