SEC Form 4 · accession 0001012975-15-000727
Jason Industries, Inc. · JASN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SCOPUS VISTA FUND LTD.
10% Owner
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579252
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | S | 3 | $4.44 | D | 26,263 | D | |
| Common Stock | Oct 29, 2015 | S | 1 | $4.40 | D | 26,262 | D | |
| Common StockF2 | Oct 30, 2015 | S | 2 | $3.70 | D | 26,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF3 | $12.00 | Oct 30, 2015 | S | 3 | D | Aug 14, 2014 | Jun 30, 2019 | Common Stock | 3 | 42,364 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $4.40 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $3.50 to $3.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 8 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $0.2029 to $0.2300, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.