SEC Form 4 · accession 0001127602-19-007711
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S Shannon
Officer — Sr. V. President & CFO
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 20, 2019 | M | 8,970 | $25.0173 | A | 69,052 | D | |
| Ordinary Shares | Feb 20, 2019 | M | 919 | $25.0472 | A | 69,971 | D | |
| Ordinary Shares | Feb 20, 2019 | M | 5,916 | $32.3319 | A | 75,887 | D | |
| Ordinary Shares | Feb 20, 2019 | M | 5,916 | $32.3319 | A | 81,803 | D | |
| Ordinary SharesF1 | Feb 20, 2019 | S | 25,009 | $87.22 | D | 56,794 | D | |
| Ordinary SharesF2 | Feb 20, 2019 | S | 9,889 | $88.00 | D | 46,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $25.0173 | Feb 20, 2019 | M | 8,970 | D | — | Feb 23, 2022 | Ordinary Shares | 8,970 | 0 | D |
| Stock Option (Right to Buy)F4 | $25.0472 | Feb 20, 2019 | M | 919 | D | — | Feb 23, 2022 | Ordinary Shares | 919 | 0 | D |
| Stock Option (Right to Buy)F5 | $32.3319 | Feb 20, 2019 | M | 5,916 | D | — | Feb 21, 2023 | Ordinary Shares | 5,916 | 5,916 | D |
| Stock Option (Right to Buy)F5 | $32.3319 | Feb 20, 2019 | M | 5,916 | D | — | Feb 21, 2023 | Ordinary Shares | 5,916 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple sales ranging from $87.00 to $87.50 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected regarding footnotes (1) and (2) to this Form 4.
- F2This transaction was executed in multiple sales at $88.00 per share.
- F3A stock option that vested in equal annual installments on February 24, 2014 and February 24, 2015, and is exercisable.
- F4A stock option which is fully vested and exercisable.
- F5A stock option that vested in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016, and is exercisable.