SEC Form 4 · accession 0001127602-18-011166
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S Shannon
Officer — Sr. V. President & CFO
Period of report
Mar 9, 2018
Accepted (ET)
Mar 12, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 9, 2018 | M | 2,835 | $19.4574 | A | 68,790 | D | |
| Ordinary Shares | Mar 9, 2018 | M | 3,806 | $29.0956 | A | 72,596 | D | |
| Ordinary Shares | Mar 9, 2018 | M | 1,559 | $29.1159 | A | 74,155 | D | |
| Ordinary SharesF1 | Mar 9, 2018 | S | 20,200 | $85.8332 | D | 53,955 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.4574 | Mar 9, 2018 | M | 2,835 | D | — | Feb 15, 2020 | Ordinary Shares | 2,835 | 0 | D |
| Stock Option (Right to Buy)F3 | $29.0956 | Mar 9, 2018 | M | 3,806 | D | — | Feb 13, 2021 | Ordinary Shares | 3,806 | 0 | D |
| Stock Option (Right to Buy)F2 | $29.1159 | Mar 9, 2018 | M | 1,559 | D | — | Feb 13, 2021 | Ordinary Shares | 1,559 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple sales ranging from $85.25 to $86.35 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A Stock option which is fully vested and exercisable.
- F3A stock option that vests on February 14, 2014.