SEC Form 4 · accession 0001127602-18-010931
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P Ranck
Officer — V. President/Controller
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 8, 2018 | M | 3,972 | $32.33 | A | 17,601 | D | |
| Ordinary Shares | Mar 8, 2018 | M | 1,918 | $54.125 | A | 19,519 | D | |
| Ordinary Shares | Mar 8, 2018 | M | 2,433 | $57.85 | A | 21,952 | D | |
| Ordinary Shares | Mar 8, 2018 | M | 1,471 | $57.85 | A | 23,423 | D | |
| Ordinary Shares | Mar 8, 2018 | M | 686 | $71.835 | A | 24,109 | D | |
| Ordinary SharesF1 | Mar 8, 2018 | S | 10,480 | $84.64 | D | 13,629 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $32.3319 | Mar 8, 2018 | M | 3,972 | D | — | Feb 21, 2023 | Ordinary Shares | 3,972 | 0 | D |
| Stock Option (Right to Buy)F3 | $54.125 | Mar 8, 2018 | M | 1,918 | D | — | Mar 11, 2024 | Ordinary Shares | 1,918 | 0 | D |
| Stock Option (Right to Buy)F4 | $57.85 | Mar 8, 2018 | M | 2,433 | D | — | Feb 20, 2025 | Ordinary Shares | 2,433 | 0 | D |
| Stock Option (Right to Buy)F5 | $57.85 | Mar 8, 2018 | M | 1,471 | D | — | Feb 16, 2026 | Ordinary Shares | 1,471 | 736 | D |
| Stock Option (Right to Buy)F6 | $71.835 | Mar 8, 2018 | M | 686 | D | — | Feb 13, 2027 | Ordinary Shares | 686 | 1,373 | D |
Explanation of responses
- F1This transaction was executed in multiple sales ranging from $84.63 to $84.75 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
- F3A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.
- F4Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.
- F5A Stock Option that vest in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019.
- F6A stock option that vests in equal annual installments on February 13, 2018, February 13, 2019 and February 13, 2020.