SEC Form 4 · accession 0001127602-18-008028
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey N Braun
Officer — SVP & General Counsel
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 22, 2018 | M | 1,399 | $0.00 | A | 8,743 | D | |
| Ordinary Shares | Feb 22, 2018 | M | 2,102 | $0.00 | A | 10,845 | D | |
| Ordinary SharesF1 | Feb 22, 2018 | S$0 | 3,501 | — | D | 7,344 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $57.85 | Feb 22, 2018 | M | 1,399 | D | — | Feb 20, 2025 | Ordinary Shares | 1,399 | 0 | D |
| Stock Option (Right to Buy)F3 | $57.85 | Feb 22, 2018 | M | 2,102 | D | — | Feb 16, 2026 | Ordinary Shares | 2,102 | 2,102 | D |
Explanation of responses
- F1This transaction was executed in multiple sales ranging from $87.091 to $87.18 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.
- F3A Stock Option that vest in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019.