SEC Form 4 · accession 0001127602-17-006916
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Kemp
Officer — Sr. Vice President
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 16, 2017 | M | 1,664 | $29.0956 | A | 14,636 | D | |
| Ordinary Shares | Feb 16, 2017 | M | 3,738 | $25.0173 | A | 18,374 | D | |
| Ordinary SharesF1 | Feb 16, 2017 | S | 7,786 | $72.92 | D | 10,588 | D | |
| Ordinary Shares | Feb 16, 2017 | F | 114 | $72.505 | D | 10,474 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.0956 | Feb 16, 2017 | M | 1,664 | D | — | Feb 13, 2021 | Ordinary Shares | 1,664 | 0 | D |
| Stock Option (Right to Buy)F3 | $25.0173 | Feb 16, 2017 | M | 3,738 | D | — | Feb 23, 2022 | Ordinary Shares | 3,738 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $72.91 to $72.96 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A stock option which is fully vested and exercisable.
- F3A stock option that vests on February 24, 2015.