SEC Form 4 · accession 0001127602-16-066031
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Feng William Yu
Officer — Sr. Vice President
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 2, 2016 | M | 1,142 | $29.0956 | A | 33,146 | D | |
| Ordinary Shares | Nov 2, 2016 | M | 2,280 | $29.0956 | A | 35,426 | D | |
| Ordinary Shares | Nov 2, 2016 | M | 2,467 | $25.0173 | A | 37,893 | D | |
| Ordinary Shares | Nov 2, 2016 | M | 3,253 | $32.3319 | A | 41,146 | D | |
| Ordinary Shares | Nov 2, 2016 | M | 1,278 | $54.125 | A | 42,424 | D | |
| Ordinary Shares | Nov 2, 2016 | M | 1,398 | $57.85 | A | 43,822 | D | |
| Ordinary SharesF1 | Nov 2, 2016 | S | 11,818 | $63.5178 | D | 32,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.0956 | Nov 2, 2016 | M | 1,142 | D | — | Feb 13, 2021 | Ordinary Shares | 1,142 | 0 | D |
| Stock Option (Right to Buy)F3 | $29.0956 | Nov 2, 2016 | M | 2,280 | D | — | Feb 13, 2021 | Ordinary Shares | 2,280 | 0 | D |
| Stock Option (Right to Buy)F4 | $25.0173 | Nov 2, 2016 | M | 2,467 | D | — | Feb 23, 2022 | Ordinary Shares | 2,467 | 0 | D |
| Stock Option (Right to Buy)F5 | $32.3319 | Nov 2, 2016 | M | 3,253 | D | — | Feb 21, 2023 | Ordinary Shares | 3,253 | 0 | D |
| Stock Option (Right to Buy)F6 | $54.125 | Nov 2, 2016 | M | 1,278 | D | — | Mar 11, 2024 | Ordinary Shares | 1,278 | 640 | D |
| Stock Option (Right to Buy)F7 | $57.85 | Nov 2, 2016 | M | 1,398 | D | — | Feb 20, 2025 | Ordinary Shares | 1,398 | 2,797 | D |
Explanation of responses
- F1This transaction was executed in multiple purchases ranging from $63.50 to $63.52 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A stock option that vest on February 14, 2014.
- F3A stock option which is fully vested and exercisable.
- F4A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
- F5A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
- F6A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.
- F7Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.