SEC Form 4 · accession 0001127602-16-059052
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P Ranck
Officer — V. President/Controller
Period of report
Jul 29, 2016
Accepted (ET)
Aug 1, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jul 29, 2016 | M | 2,000 | $26.7379 | A | 11,544 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 1,268 | $19.4509 | A | 12,812 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 729 | $29.1191 | A | 13,541 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 1,779 | $29.0956 | A | 15,320 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 3,178 | $25.0173 | A | 18,498 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 325 | $25.0279 | A | 18,823 | D | |
| Ordinary Shares | Jul 29, 2016 | M | 21 | $32.3319 | A | 18,844 | D | |
| Ordinary Shares | Jul 29, 2016 | S | 9,300 | $72.90 | D | 9,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $26.7379 | Jul 29, 2016 | M | 2,000 | D | — | Jun 5, 2018 | Ordinary Shares | 2,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $19.4509 | Jul 29, 2016 | M | 1,268 | D | — | Feb 15, 2020 | Ordinary Shares | 1,268 | 0 | D |
| Stock Option (Right to Buy)F1 | $29.1191 | Jul 29, 2016 | M | 729 | D | — | Feb 13, 2021 | Ordinary Shares | 729 | 0 | D |
| Stock Option (Right to Buy)F2 | $29.0956 | Jul 29, 2016 | M | 1,779 | D | — | Feb 13, 2021 | Ordinary Shares | 1,779 | 0 | D |
| Stock Option (Right to Buy)F3 | $25.0173 | Jul 29, 2016 | M | 3,178 | D | — | Feb 23, 2022 | Ordinary Shares | 3,178 | 0 | D |
| Stock Option (Right to Buy)F1 | $25.0279 | Jul 29, 2016 | M | 325 | D | — | Feb 23, 2022 | Ordinary Shares | 325 | 0 | D |
| Stock Option (Right to Buy)F4 | $32.3319 | Jul 29, 2016 | M | 21 | D | — | Feb 21, 2023 | Ordinary Shares | 21 | 3,972 | D |
Explanation of responses
- F1A stock option which is fully vested and exercisable.
- F2A stock option that vest on February 14, 2014.
- F3A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
- F4A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.