SEC Form 4 · accession 0001127602-16-045249
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond H Lewis Jr.
Officer — Sr. V. President - HR & Comm.
Period of report
Mar 7, 2016
Accepted (ET)
Mar 7, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 7, 2016 | M | 441 | $25.02 | A | 7,566 | D | |
| Ordinary Shares | Mar 7, 2016 | M | 1,941 | $32.33 | A | 9,507 | D | |
| Ordinary Shares | Mar 7, 2016 | M | 1,278 | $54.13 | A | 10,785 | D | |
| Ordinary Shares | Mar 7, 2016 | M | 1,398 | $57.85 | A | 12,183 | D | |
| Ordinary SharesF1 | Mar 7, 2016 | S | 5,058 | $63.18 | D | 7,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $25.0173 | Mar 7, 2016 | M | 441 | D | — | Feb 23, 2022 | Ordinary Shares | 441 | 0 | D |
| Stock Option (Right to Buy)F3 | $32.3319 | Mar 7, 2016 | M | 1,941 | D | — | Feb 21, 2023 | Ordinary Shares | 1,941 | 0 | D |
| Stock Option (Right to Buy)F4 | $54.125 | Mar 7, 2016 | M | 1,278 | D | — | Mar 11, 2024 | Ordinary Shares | 1,278 | 2,557 | D |
| Stock Option (Right to Buy)F5 | $57.85 | Mar 7, 2016 | M | 1,398 | D | — | Feb 16, 2026 | Ordinary Shares | 1,398 | 7,526 | D |
Explanation of responses
- F1This transaction was executed in multiple purchases ranging from $60.18 to $60.20 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
- F3A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
- F4A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.
- F5Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.