SEC Form 4 · accession 0001127602-16-042187
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P Ranck
Officer — V. President/Controller
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Feb 16, 2016 | A | 1,211 | — | A | 9,809 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $57.85 | Feb 16, 2016 | A | 2,207 | A | — | Feb 16, 2026 | Ordinary Shares | 2,207 | 2,207 | D |
Explanation of responses
- F1Restricted stock units that vest in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019.
- F2The plan sponsor of the Allegion Employee Savings Plan terminated the Allegion Stock Fund as an investment option. In connection with the termination, the reporting person's investment in such fund was automatically liquidated and transferred to another investment option. Accordingly, the reporting person no longer holds Allegion stock indirectly through the Allegion Employee Savings Plan.
- F3A Stock Option that vest in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019.