SEC Form 4 · accession 0001127602-16-036626
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Feng William Yu
Officer — Sr. Vice President
Period of report
Jan 7, 2016
Accepted (ET)
Jan 8, 2016 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 7, 2016 | M | 2,310 | $24.2336 | A | 29,685 | D | |
| Ordinary Shares | Jan 7, 2016 | F | 912 | $61.37 | D | 28,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $24.2336 | Jan 7, 2016 | M | 2,310 | D | — | Jan 31, 2016 | Ordinary Shares | 2,310 | 0 | D |
Explanation of responses
- F1These represent Stock Appreciation Rights that were due to expire on January 31, 2016.
- F2Stock Appreciation Rights which are fully vested.