SEC Form 4 · accession 0001127602-15-030437
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris E Muhlenkamp
Officer — Sr. Vice President
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 4, 2015 | M | 361 | $25.0124 | A | 12,342 | D | |
| Ordinary Shares | Nov 4, 2015 | M | 3,533 | $25.0173 | A | 15,875 | D | |
| Ordinary Shares | Nov 4, 2015 | M | 3,106 | $32.3319 | A | 18,981 | D | |
| Ordinary Shares | Nov 4, 2015 | M | 1,278 | $54.125 | A | 20,259 | D | |
| Ordinary SharesF1 | Nov 4, 2015 | S | 8,278 | $64.52 | D | 11,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $25.0124 | Nov 4, 2015 | M | 361 | D | — | Feb 23, 2022 | Ordinary Shares | 361 | 0 | D |
| Stock Option (Right to Buy)F2 | $25.0173 | Nov 4, 2015 | M | 3,533 | D | — | Feb 23, 2022 | Ordinary Shares | 3,533 | 0 | D |
| Stock Option (Right to Buy)F3 | $32.3319 | Nov 4, 2015 | M | 3,106 | D | — | Feb 21, 2023 | Ordinary Shares | 3,106 | 1,553 | D |
| Stock Option (Right to Buy)F4 | $54.125 | Nov 4, 2015 | M | 1,278 | D | — | Mar 11, 2024 | Ordinary Shares | 1,278 | 2,557 | D |
Explanation of responses
- F1Includes acquisition of dividend equivalents paid on Company stock held through Company plans. Dividend equivalents are paid at the same rate and at the same time as dividends are paid to Company shareholders.
- F2A stock option which is fully vested and exercisable.
- F3A stock option that vests in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
- F4A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.