SEC Form 4 · accession 0001127602-15-010595
Allegion plc · ALLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond H Lewis Jr.
Officer — Sr. V. President - HR & Comm.
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 6, 2015 | M | 1,326 | $25.0173 | A | 6,861 | D | |
| Ordinary Shares | Mar 6, 2015 | M | 1,165 | $32.3319 | A | 8,026 | D | |
| Ordinary SharesF1 | Mar 6, 2015 | S | 2,491 | $57.7442 | D | 5,535 | D | |
| Ordinary SharesF2 | Mar 6, 2015 | S | 1,309 | $57.7296 | D | 4,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $25.0173 | Mar 6, 2015 | M | 1,326 | D | — | Feb 23, 2022 | Ordinary Shares | 1,326 | 441 | D |
| Stock Option (Right to Buy)F4 | $32.3319 | Mar 6, 2015 | M | 1,165 | D | — | Feb 21, 2023 | Ordinary Shares | 1,165 | 1,941 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $57.7220 to $57.7750 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades ranging from $57.7210 to $57.7480 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
- F4A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.