SEC Form 4 · accession 0001127602-18-020538
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Evans
Officer — CFO & Treasurer
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 6, 2018 | M | 611 | $16.00 | A | 78,952 | D | |
| Common StockF1,F2 | Jun 6, 2018 | S | 611 | $21.50 | D | 78,341 | D | |
| Common StockF1,F2 | Jun 7, 2018 | M | 400 | $16.00 | A | 78,741 | D | |
| Common StockF1,F2 | Jun 7, 2018 | S | 400 | $20.515 | D | 78,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $16.00 | Jun 6, 2018 | M | 611 | D | — | Nov 6, 2023 | Common Stock | 611 | 121,889 | D |
| Stock Option (Right to Buy)F3 | $16.00 | Jun 7, 2018 | M | 400 | D | — | Nov 6, 2023 | Common Stock | 400 | 121,489 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 25,841 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 96,989 underlying shares and will vest with respect to the remaining 24,500 underlying shares on November 6, 2018.