SEC Form 4 · accession 0001127602-18-015319
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Loechner
Officer — CEO & President · Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 24, 2018 | M | 6,600 | $12.00 | A | 125,187 | D | |
| Common StockF1,F2 | Apr 24, 2018 | S | 6,600 | $20.01 | D | 118,587 | D | |
| Common StockF1,F2 | Apr 24, 2018 | M | 3,700 | $16.00 | A | 122,287 | D | |
| Common StockF1,F2 | Apr 24, 2018 | S | 3,700 | $20.02 | D | 118,587 | D | |
| Common StockF1,F2 | Apr 24, 2018 | M | 300 | $16.00 | A | 118,887 | D | |
| Common StockF1,F2 | Apr 24, 2018 | S | 300 | $20.00 | D | 118,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $12.00 | Apr 24, 2018 | M | 6,600 | D | — | Jul 19, 2023 | Common Stock | 6,600 | 434,650 | D |
| Stock Option (Right to Buy)F1,F4 | $16.00 | Apr 24, 2018 | M | 3,700 | D | — | Apr 22, 2024 | Common Stock | 3,700 | 86,925 | D |
| Stock Option (Right to Buy)F1,F5 | $16.00 | Apr 24, 2018 | M | 300 | D | — | Jul 19, 2023 | Common Stock | 300 | 148,193 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2Includes 13,587 previously granted and reported unvested restricted stock units.
- F3This option is vested with respect to 346,400 underlying shares and will vest with respect to the remaining 88,250 underlying shares on July 19, 2018.
- F4This option is vested with respect to 68,800 underlying shares and will vest with respect to the remaining 18,125 underlying shares on April 22, 2019.
- F5This option is vested with respect to 59,943 underlying shares and will vest with respect to the remaining 88,250 underlying shares on July 19, 2018.